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Propensity Matched Comparison of Surgery vs. Stereotactic Body Radiation Therapy in Early Stage Lung Cancer
Chadrick Denlinger, Jeffrey D. Bradley, Issam M. El Naqa, Jennifer B. Zoole, Bryan F. Meyers, Alec Patterson, Daniel Kreisel, Alexander S. Krupnick, Traves Crabtree; Cardiothoracic Surgery, Washington University School of Medicine, St. Louis, MO

Objective: Stereotactic body radiation therapy (SBRT) has been proposed as an alternative local treatment option for high-risk patients with early stage lung cancer. A direct comparison of outcomes between SBRT and surgical resection has not been reported. This study compares short term outcomes between SBRT and surgical treatment of non-small cell lung cancer (NSCLC).
Methods: We compared all patients treated with surgery (1/2000-12/2006) or SBRT (2/2004-5/2007) with IA/B NSCLC clinically staged by CT and PET. Comorbidity scores were recorded prospectively using the Adult Co-Morbidity Evaluation (ACE-27) scoring system. Charts were reviewed to determine local tumor recurrence, disease-specific and overall survival. A multivariable Cox proportional hazard model was utilized to adjust estimated treatment hazard ratios for confounding effects of patient age, comorbidity index, and clinical stage.
Results: There were 462 surgery patients and 79 SBRT patients. Overall, surgical patients were older (p<0.001), had lower co-morbidity scores (p<0.001), and better pulmonary function (FEV1 and DLCO)(p<0.001). Among the surgical and SBRT groups, 62.6% (291/462) and 75.9% (60/79) were clinical stage IA, respectively. Final pathology upstaged 35% (62/462) of the surgery patients. In an unmatched comparison, overall 5-year survival was 55% with surgery, and the 3-year survival was 32% with SBRT. In clinical stage IA patients, 3-year local tumor control was 89% with SBRT and 96% with surgery (p=0.051). There was no difference in local tumor control in IB disease (p=0.893). In patients <75 years old, 3-year disease specific survival was 85% with surgery and 60% with SBRT(p=0.013), with no survival difference in patients >75(p=0.14). In clinical stage IA patients, 3-year disease specific survival with surgery was 85% vs. 71% with SBRT (p=0.04). No disease specific survival differences were found in patients with IB disease (p=0.69). Table 1 summarizes the regression analysis comparing local tumor control and survival between surgery and SBRT matched by age, comorbidity score, and tumor stage.
Conclusion: In an unmatched comparison surgical patients were generally healthier and had better local tumor control and disease-specific survival in clinical stage IA vs. SBRT patients. Propensity regression analysis in clinical stage IA/B NSCLC revealed equivocal local recurrence and disease-specific survival between surgery and SBRT.

Propensity Cox regression analysis of treatment modality (Surgery vs. SBRT)
Endpoint Surgery events SBRT events Hazard-ratio* (95% Confidence interval) P-value
Local tumor control 22 5 0.479 (0.164- 1.406) 0.182
Cause-specific survival 85 12 0.776 (0.401-1.482) 0.448
Overall survival 172 41 0.637(0.433-0.923) 0.020

*Adjusted for Age, Comorbidity score, and T-stage.
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